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Robert Griffin Smith

Investment adviser representative at RBC Capital Markets, LLC
13 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

13 years in the industry.

  1. City National BankOct 2024 to now
  2. RBC Capital Markets, LLCJul 2024 to now
  3. Royal Oaks Country ClubMay 2022 to Jul 2022
  4. Whiting-turnerMay 2021 to Jul 2021
  5. Education Auburn UniversityJul 2020 to May 2024
  6. Park Place PremierMay 2018 to Jul 2018
  7. Education (cistercian Preparatory School)Aug 2013 to May 2020

Exams passed

  • Series 66 · Uniform Combined State Law2024

State registrations

Registered as an investment adviser representative in 2 states (TX, VI).

RBC Capital Markets, LLC

$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7771700
Firm CRD
31194
Advisor's SEC record (opens in a new tab)
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