Alexander Louis Caiola
Investment adviser representative at Assetmark, Inc.
14 yearsExperience
1 stateRegistered in
$91.8BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
14 years in the industry.
- Assetmark Brokerage, LLC.Apr 2026 to now
- Assetmark, Inc.Mar 2026 to now
- Assetmark Financial Holdings, Inc.Mar 2026 to now
- Roxy Holding Company, LLC.Jan 2022 to now
- Morgan StanleyJan 2025 to Mar 2026
- Backline Financial LLCMay 2024 to Aug 2024
- Stifel NicolausJun 2023 to Dec 2024
- G-wiz Auto EntertainmentJun 2022 to Aug 2022
- The University of MiamiAug 2021 to Dec 2024
- Fast-lane DetailingMay 2020 to Aug 2022
- Nomahegan Swim and Tennis ClubMay 2019 to Sep 2020
- Nomahegan Swim and Tennis ClubMay 2017 to Sep 2018
- The Wardlaw Hartridge SchoolAug 2012 to Jun 2021
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Assetmark, Inc.
$91.8BAssets managed
456,452Clients
217Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7771666
- Firm CRD
- 109018