Seth Gerald Lee
Investment adviser representative at Morgan Stanley
12 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
Are you Seth Gerald Lee? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Morgan StanleyJul 2023 to now
- Ebny FinancialSep 2022 to Dec 2022
- Hoop GroupJun 2022 to Aug 2022
- Tennessee Logistics Inc.Jun 2021 to Jun 2021
- Fordham UniversitySep 2020 to May 2024
- UnemployedJun 2020 to Aug 2020
- Comcast NbcuniversalJun 2019 to Aug 2019
- Morning Star Christian AcademyJan 2014 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7771665
- Firm CRD
- 149777