Raymond Rocco Regalbuto
Investment adviser representative at Janney Montgomery Scott LLC
11 yearsExperience
2 statesRegistered in
$110.1BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Janney Montgomery Scott LLCJan 2026 to now
- Saloon RestaurantFeb 2021 to now
- Fs Investment Solutions, LLCJun 2023 to Jan 2026
- Mondrian Investment PartnersMar 2022 to Jun 2022
- Bg CapitalSep 2021 to Mar 2022
- La Salle UniversityAug 2019 to May 2023
- Jimmy JohnsJun 2019 to Sep 2019
- Pcs, LLCJun 2018 to Sep 2018
- Roman Catholic High SchoolSep 2015 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Janney Montgomery Scott LLC
$110.1BAssets managed
243,808Clients
1,341Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7767350
- Firm CRD
- 463