Roberto Emanuel Cortes-garcia
Investment adviser representative at Wells Fargo Advisors
16 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
Are you Roberto Emanuel Cortes-garcia? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
16 years in the industry.
- Wells Fargo Bank, NAFeb 2026 to now
- Wells Fargo Clearing Services, LLCFeb 2026 to now
- Sofi Securities LLCNov 2025 to Feb 2026
- Sofi Wealth LLCNov 2025 to Feb 2026
- UnemployedSep 2025 to Nov 2025
- CitigroupJun 2023 to Sep 2025
- US NavyJun 2010 to Jun 2023
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (FL).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7764741
- Firm CRD
- 19616