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Jack Philip Emms

Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. Cetera Investment Advisers LLCSep 2023 to now
  2. Cetera Wealth Services, LLCSep 2023 to now
  3. Minnesota Life Insurance CompanyJun 2023 to Sep 2023
  4. Renaissance Financial CorpJun 2023 to Sep 2023
  5. Securian Financial Services, Inc.Jun 2023 to Sep 2023
  6. Sundvold FinancialAug 2022 to May 2023
  7. Watkins RoofingJun 2020 to Aug 2021
  8. University of MissouriAug 2019 to May 2023
  9. UnemployedMar 2019 to Jul 2019
  10. Auto Spa EtcJun 2017 to Feb 2019
  11. UnemployedMay 2013 to May 2017

Exams passed

  • Series 66 · Uniform Combined State Law2023

State registrations

Registered as an investment adviser representative in 2 states (MO, TX).

Cetera Investment Advisers LLC

$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7764675
Firm CRD
105644
Advisor's SEC record (opens in a new tab)
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