Richard Ovid Rogers
Investment adviser representative at Stephens
12 yearsExperience
2 statesRegistered in
$18BFirm assets
46 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Stephens Inc.Jun 2023 to now
- Bain and CompanyJul 2021 to Apr 2023
- Proteus MotionFeb 2020 to Jul 2021
- Columbia Business SchoolAug 2019 to May 2021
- Bain and CompanyJul 2018 to Jul 2019
- UnemployedApr 2018 to Jul 2018
- Pamlico CapitalAug 2017 to Mar 2018
- Bain and CompanyOct 2014 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Stephens
Legal name: Stephens Inc.
$18BAssets managed
21,991Clients
242Advisers
46 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7761993
- Firm CRD
- 3496