Robert James Kraut
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services, IncJul 2025 to now
- J.P. Morgan Securities LLCOct 2024 to Jul 2025
- JPMorgan Chase Bank, N.A.Oct 2024 to Jul 2025
- UnemployedApr 2024 to Sep 2024
- UBSJun 2023 to Mar 2024
- Boardriders Retail IncMay 2023 to Oct 2023
- UnemployedSep 2022 to Apr 2023
- Loyola Marymount University -fluids and Astrophysical Bodies LabJun 2022 to Aug 2022
- UnemployedApr 2020 to May 2022
- Trufl HospitalityJan 2020 to Mar 2020
- UnemployedSep 2019 to Dec 2019
- Avila Bay Athletic Club/california Athletic Club Management IncMar 2019 to Aug 2019
- UnemployedOct 2014 to Feb 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7760027
- Firm CRD
- 8174