Tatum Zupnik
Investment adviser representative at UBS Financial Services Inc.
11 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- UBS Financial Services, IncMar 2026 to now
- Equitable Advisors, LLCMar 2025 to Mar 2026
- UnemployedMay 2024 to Mar 2025
- Royal Bank of CanadaJun 2023 to Aug 2023
- Bowdoin CollegeAug 2022 to May 2024
- Rock Creek PoolMay 2022 to Aug 2022
- UnemployedAug 2021 to May 2022
- Prostoyou TennisJun 2021 to Aug 2021
- UnemployedAug 2019 to Jun 2021
- Joe Flaherty's DolphinsJun 2019 to Aug 2019
- UnemployedAug 2018 to Jun 2019
- Georgetown Prep TennisJun 2017 to Aug 2018
- UnemployedFeb 2015 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7759557
- Firm CRD
- 8174