Shannon Rose Mccarthy
Investment adviser representative at Vanguard Advisers, Inc.
16 yearsExperience
2 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
16 years in the industry.
- Vanguard Advisers, Inc.Oct 2023 to now
- The Vanguard Group, Inc.Jul 2023 to now
- Self EmployedAug 2020 to now
- Troon Country ClubSep 2022 to Jul 2023
- Nfm LendingAug 2020 to Aug 2022
- UnemployedJun 2020 to Aug 2020
- Ivor AndrewJan 2017 to Jun 2020
- Maximo Staffing, Inc.Jan 2017 to Jun 2020
- National Louis UniversityAug 2016 to Apr 2018
- New Century Model LLCJun 2016 to Jun 2020
- Mira Carpentersville TanMar 2014 to Dec 2019
- Evani Bartlett TanApr 2010 to Dec 2019
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7754114
- Firm CRD
- 106715