Katie Susan Tucker
Investment adviser representative at Raymond James Financial Services Advisors, Inc
11 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Raymond James Financial Services Advisors, IncNov 2025 to now
- Raymond James Financial Services, Inc.Sep 2024 to now
- UnemployedJul 2024 to Sep 2024
- WalmartFeb 2024 to Jul 2024
- Northwood UniversityAug 2023 to Jul 2024
- Raymond James Financial Services, Inc.Jun 2023 to Aug 2023
- WalmartJun 2022 to Aug 2022
- Northwood UniversityAug 2020 to May 2023
- Marshall Community Credit UnionJul 2019 to Aug 2021
- Marshall Public SchoolsJan 2015 to Jul 2019
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (MI).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7754093
- Firm CRD
- 149018