Amy Elizabeth Dunn
Investment adviser representative at UBS Financial Services Inc.
13 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- UBS Financial Services, IncJul 2025 to now
- Figure Technology SolutionsMay 2024 to Jun 2025
- Truist SecuritiesJul 2023 to May 2024
- TruistJun 2022 to Aug 2022
- Roland's Seafood Grill and Iron LandingMay 2021 to Aug 2021
- Hana SushiJul 2020 to Dec 2020
- Orange Octopus Ice CreamJan 2016 to Dec 2019
- StudentJan 2013 to Jun 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (NJ).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7753089
- Firm CRD
- 8174