Cody R Herring
Investment adviser representative at Wells Fargo Advisors
11 yearsExperience
2 statesRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Wells Fargo Clearing Services, LLCJan 2025 to now
- Raymond James Financial Services Advisors, IncJan 2024 to Jan 2025
- Raymond James Financial Services, Inc.Sep 2023 to Jan 2025
- Busey Investment ServicesMay 2023 to Jan 2025
- Busey BankOct 2022 to Jan 2025
- Busey Bank Wealth ManagementOct 2022 to May 2023
- Applebees Bar & GrillSep 2021 to Mar 2024
- J.J. Thermos Bar & GrillMay 2020 to Sep 2021
- TargetSep 2015 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7752039
- Firm CRD
- 19616