Kendall R Baumgartner
Investment adviser representative at Raymond James Financial Services Advisors, Inc
12 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Raymond James Financial Services Advisors, IncDec 2023 to now
- Fries Financial GroupJun 2023 to now
- Raymond James Financial Services, Inc.May 2023 to now
- UnemployedMay 2023 to Jun 2023
- Kwik TripJun 2022 to May 2023
- Bremer BankJun 2021 to Aug 2021
- Elite Realty GroupMay 2019 to Aug 2020
- Apex Insurance Group of Wi, LLCApr 2019 to Aug 2020
- Winona State UniversityAug 2018 to Jun 2022
- Bloomer HardwareJan 2018 to Aug 2018
- Bloomer School DistrictJun 2015 to Sep 2017
- Bloomer High SchoolSep 2014 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (WI).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7750407
- Firm CRD
- 149018