William Vance Smith
Investment adviser representative at Tricapital Wealth Management, Inc.
8 yearsExperience
1 stateRegistered in
$132.7MFirm assets
4 yearsFirm in business
Are you William Vance Smith? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
8 years in the industry.
- Osaic Wealth, Inc.Aug 2024 to now
- Tricapital Wealth Management, Inc.Mar 2024 to now
- Zv Smith & Co.Jun 2017 to now
- Triad AdvisorsApr 2024 to Aug 2024
- Destination Wealth AdvisorsJan 2024 to Mar 2024
- Kestra Investment Services, LLCNov 2023 to Feb 2024
- Kestra Private Wealth Services, LLCMay 2023 to Feb 2024
- Bgw Cpa, PllcDec 2020 to Jan 2024
- Vance Flouhouse & Garges, PllcNov 2016 to Jun 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2023
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NC).
Tricapital Wealth Management, Inc.
$132.7MAssets managed
125Clients
3Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7750406
- Firm CRD
- 118788