Carson Doles
Investment adviser representative at UBS Financial Services Inc.
13 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- UBS Financial Services Inc.Jun 2026 to now
- Truist Investment Services, Inc.May 2023 to May 2026
- Pinnacle WealthJun 2022 to May 2023
- Ten One StrategiesAug 2021 to Jun 2022
- East Mississippi Business Development CorporationJun 2021 to Aug 2021
- Kinetic StaffingAug 2019 to Jun 2021
- Porteous, Hainkel and JohnsonMay 2019 to Aug 2019
- Millsaps CollegeNov 2018 to May 2023
- UnemployedMay 2013 to Nov 2018
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (LA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7749197
- Firm CRD
- 8174