Daniel Richard Sieman
Investment adviser representative at Wells Fargo Advisors
8 yearsExperience
2 statesRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
8 years in the industry.
- Wells Fargo Clearing Services, LLCDec 2024 to now
- UBS Financial ServicesJun 2024 to Dec 2024
- UBS Financial ServicesJun 2023 to Aug 2023
- Tjx CompaniesJun 2021 to Aug 2021
- Full Time EducationAug 2020 to May 2024
- Union Sports Arena LLCJun 2020 to Aug 2020
- Full Time EducationSep 2016 to Jun 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7749079
- Firm CRD
- 19616