Joaquin Zavala
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Bank of America, N.A.Jun 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2026 to now
- Morgan Stanley Smith Barney LLCDec 2024 to May 2026
- Wealth StrategiesJun 2024 to Dec 2024
- UBS Financial Services, Inc.Jul 2023 to Jun 2024
- AlliancebernsteinJun 2022 to Aug 2022
- Genius GemsMay 2022 to Oct 2022
- Columbia UniversitySep 2021 to May 2023
- On Trac ExpressApr 2020 to Jun 2020
- Go Engineer LLCAug 2019 to Sep 2019
- WalmartAug 2018 to Sep 2018
- Claremont Mckenna CollegeMay 2018 to Sep 2021
- Waterford SchoolSep 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (TX, UT).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7749078
- Firm CRD
- 7691