Brandon Chan
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services Inc.Oct 2025 to now
- Banktech VenturesFeb 2025 to Jul 2025
- Northwestern Mutual Life Insurance CompanyJun 2023 to Jan 2025
- Poppin UclaNov 2022 to Jun 2023
- Kabuki Japanese RestaurantJul 2022 to Sep 2022
- UclaSep 2021 to Jun 2025
- Panda Restaurant GroupAug 2021 to Dec 2021
- Arcadia High SchoolSep 2017 to Jun 2021
- Foothills Middle SchoolSep 2014 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NJ).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7749036
- Firm CRD
- 8174