Clare E Swindell
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCFeb 2026 to now
- Logic Wealth Strategies - dba for LPL BusinessMay 2023 to now
- Goat and Clover TavernMay 2021 to May 2025
- UnemployedSep 2020 to May 2021
- 4ur RanchMay 2020 to Sep 2020
- UnemployedSep 2019 to May 2020
- 4ur RanchMay 2019 to Sep 2019
- Texas TraditionsMay 2018 to May 2019
- Tad's Louisiana KitchenJul 2017 to May 2018
- Texas TraditionsDec 2016 to Jul 2017
- Student- University of HoustonAug 2016 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (CO).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7746550
- Firm CRD
- 6413