Alixis Ivana Roccia
Investment adviser representative at Principal Advised Services
12 yearsExperience
3 statesRegistered in
$1.4BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Principal Advised ServicesJun 2024 to now
- Principal BankJun 2024 to now
- Principal Life Insurance CompanyJun 2023 to now
- Principal Securities, Inc.Jun 2023 to now
- Associate StaffingMay 2023 to Jun 2023
- Aqua-totsFeb 2023 to May 2023
- UnemployedNov 2022 to Feb 2023
- American Security Mortgage CompanySep 2020 to Nov 2022
- Marvin Ridge High SchoolAug 2020 to Jun 2023
- Next Level KidsJan 2020 to Dec 2022
- YmcaAug 2018 to May 2020
- Fitness ConnectionJun 2017 to Aug 2018
- Averett UniversityAug 2015 to Jul 2020
- Nation Ford High SchoolAug 2014 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 3 states (IA, NC, SC).
Principal Advised Services
Legal name: Principal Advised Services, LLC
$1.4BAssets managed
23,164Clients
231Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7746395
- Firm CRD
- 297324