Alan Alexis Ponce montes de oca
Investment adviser representative at Wells Fargo Advisors
11 yearsExperience
2 statesRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Wells Fargo Clearing Services, LLCSep 2025 to now
- Coca Cola ConsolidatedDec 2024 to Aug 2025
- AllstateNov 2024 to Aug 2025
- Harris TeeterAug 2024 to Nov 2024
- Darden RestaurantsAug 2024 to Aug 2024
- Baldwin Risk PartnersJan 2024 to Aug 2024
- Principal Life InsuranceAug 2023 to Nov 2023
- Principal Securities IncJun 2023 to Nov 2023
- Associate StaffingMay 2023 to Aug 2023
- Baldwin Risk PartnersMay 2022 to May 2023
- Amazon.comDec 2021 to May 2022
- Amazon DeliveryJul 2021 to Aug 2021
- Axos BankMar 2021 to Nov 2021
- TargetMay 2020 to Jul 2020
- Ag Flowers - North Park ProduceJun 2018 to Feb 2021
- Poway High SchoolMay 2017 to Jun 2018
- Centro De Estudios Cient�ficos y Tecnol�gicos No. 2Aug 2015 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7746392
- Firm CRD
- 19616