William Carroll
Investment adviser representative at J.P. Morgan Securities LLC
13 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- J.P. Morgan Securities LLCAug 2025 to now
- JPMorgan Chase Bank, N.A.Aug 2025 to now
- Principal Advised ServicesJun 2024 to Aug 2025
- Principal Life InsuranceAug 2023 to Aug 2025
- Prinicpal Securities, Inc.Jun 2023 to Aug 2025
- Associate StaffingMay 2023 to Aug 2023
- Toppers PizzaJul 2022 to Aug 2022
- Summit Investment ManagementMay 2022 to Aug 2022
- Water Street BreweryJun 2021 to Aug 2021
- Oconomowoc Lake ClubJun 2020 to Aug 2020
- University of South CarolinaAug 2019 to May 2023
- Albrecht's Sentry FoodsJun 2019 to Jul 2019
- Boucher AutomotiveJun 2017 to Aug 2017
- Brookfield AcademyMay 2013 to Jun 2019
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7746266
- Firm CRD
- 79