Alexander James Schwarz
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Wealth Services, LLCSep 2025 to now
- Cetera Investment Advisers LLCJul 2025 to now
- Eastwood & Associates Wealth StrategiesFeb 2025 to now
- United States Air ForceAug 2016 to now
- Avantax Advisory ServicesFeb 2025 to Sep 2025
- Avantax Insurance ServicesFeb 2025 to Sep 2025
- Avantax Investment Services Inc.Feb 2025 to Sep 2025
- Trinity Wealth Securities, LLCJul 2023 to May 2024
- Florida Financial AdvisorsMay 2023 to May 2024
Exams passed
- Series 65 · Uniform Investment Adviser Law2023
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (FL).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7745668
- Firm CRD
- 105644