Gerardo Herrera macias
Investment adviser representative at UBS Financial Services Inc.
9 yearsExperience
5 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- UBS Financial Services Inc.Dec 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2024 to Nov 2024
- UnemployedMar 2024 to Aug 2024
- Alterna SecuritiesMay 2023 to Feb 2024
- Southwestern Oklahoma State UniveristyMar 2023 to Apr 2023
- Southwestern Oklahoma State UniversityAug 2020 to May 2023
- UnemployedJun 2020 to Jul 2020
- Texas Wesleyan UniversityAug 2018 to May 2020
- Instituto Insurgentes De MoreliaAug 2015 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 5 states (AL, AR, CA, IL, TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7745237
- Firm CRD
- 8174