Nicholas Desmond
Investment adviser representative at Ameriprise Financial Services, LLC
19 yearsExperience
11 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Confluence Wealth Managment (ameriprise Financial Services, LLC)Jul 2025 to now
- Ameriprise Financial Services, LLCDec 2024 to now
- Spach and Associates (ameriprise Financial Services, LLC)May 2023 to Jun 2025
- California Lutheran UniversityAug 2020 to May 2024
- TechlxJun 2020 to Aug 2020
- Ymca of the FoothillsAug 2018 to Mar 2020
- Glendale Unified School DistrictAug 2007 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 11 states (CA, CO, FL, ID, NV, NY, PA, TX, UT, VA, WA).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7743007
- Firm CRD
- 6363