Robert M Rosa
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2025 to now
- Bank of America, N.A.Jul 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith Incorporated (orgMay 2024 to now
- United States Army, Rhode Island National GuardMay 2019 to now
- Voya FinancialMay 2023 to Sep 2023
- SeacraftSep 2022 to May 2024
- DoordashJan 2022 to May 2024
- University of Rhode IslandSep 2020 to Apr 2024
- Fichandler EnterprisesJun 2019 to Sep 2019
- Big Y FoodsJun 2018 to Sep 2018
- Briad GroupJun 2017 to Sep 2017
- Rocky Hill High SchoolSep 2015 to Jun 2019
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7742680
- Firm CRD
- 7691