Joseph Jerry Rossman
Investment adviser representative at Principal Securities, Inc.
12 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Principal Securities, Inc.Jan 2025 to now
- One Source AdvisoryMay 2023 to now
- StudentAug 2021 to May 2023
- Beechwood Acres Camping ResortMay 2021 to Aug 2021
- StudentJun 2020 to May 2021
- Walk On's BistreauxOct 2019 to Jun 2020
- McdonaldsMay 2018 to Oct 2019
- StudentJan 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (FL).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7740632
- Firm CRD
- 1137