Philip Steven Brines
Investment adviser representative at Principal Securities, Inc.
28 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
28 years in the industry.
- Principal Securities, Inc.Sep 2026 to now
- Principal Life Insurance CompanySep 2026 to now
- LPL Enterprise, LLCNov 2024 to Sep 2026
- The Prudential Insurance Company of AmericaJul 2024 to Sep 2026
- Pruco Securities LLCMay 2024 to Nov 2024
- Pruco Securities LLCMar 2023 to Aug 2023
- Chicago Financial Services IncJan 2020 to Dec 2022
- Deacon ProductionsAug 2009 to Feb 2020
- Orchestra 33 EntertainmentJul 1998 to Sep 2026
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (IL).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7740514
- Firm CRD
- 1137