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Paul Anthony Figueroa

Investment adviser representative at Broadway Wealth Solutions
10 yearsExperience
1 stateRegistered in
$308.1MFirm assets
4 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

10 years in the industry.

  1. Broadway Wealth Solutions, Inc.May 2022 to now
  2. Broadway National BankAug 2019 to Apr 2022
  3. Best BuyOct 2017 to Aug 2019
  4. Diamond ConcessionApr 2016 to Sep 2018

Exams passed

  • Series 65 · Uniform Investment Adviser Law2022

State registrations

Registered as an investment adviser representative in 1 state (TX).

Broadway Wealth Solutions

Legal name: Broadway Wealth Solutions, Inc.

$308.1MAssets managed
906Clients
11Advisers
4 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7740086
Firm CRD
291753
Advisor's SEC record (opens in a new tab)
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