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Nicholas Michael Liccardi

Investment adviser representative at RBC Rochdale, LLC
10 yearsExperience
2 statesRegistered in
$73BFirm assets
40 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

10 years in the industry.

  1. RBC Rochdale, LLCAug 2024 to now
  2. Cnr Securities, LLCMay 2023 to now
  3. UnemployedJan 2023 to Apr 2023
  4. AlphasenseApr 2021 to Jan 2023
  5. UnemployedJan 2021 to Apr 2021
  6. Liccardi Ford LincolnOct 2020 to Jan 2021
  7. UnemployedMay 2020 to Oct 2020
  8. Gettysburg CollegeAug 2019 to May 2020
  9. Wealth Enhancement Group (formerly Aepg)May 2019 to Aug 2019
  10. Gettysburg CollegeAug 2018 to May 2019
  11. Liccardi Ford LincolnMay 2018 to Aug 2018
  12. Gettysburg CollegeAug 2017 to May 2018
  13. Liccardi Ford LincolnMay 2017 to Aug 2017
  14. Gettysburg CollegeJan 2017 to May 2017
  15. Loyola University MarylandAug 2016 to Dec 2016

Exams passed

  • Series 66 · Uniform Combined State Law2024

State registrations

Registered as an investment adviser representative in 2 states (NJ, NY).

RBC Rochdale, LLC

$73BAssets managed
17,054Clients
119Advisers
40 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7740063
Firm CRD
117198
Advisor's SEC record (opens in a new tab)
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