Skip to content

Benjamin Louis Simcox

Investment adviser representative at Raymond James Financial Services Advisors, Inc
12 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business

Are you Benjamin Louis Simcox? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

12 years in the industry.

  1. Raymond James Financial Services Advisors, IncJun 2026 to now
  2. Raymond James Financial Services, Inc.May 2024 to now
  3. Simcox Financial Services, Inc.May 2024 to now
  4. UnemployedAug 2023 to May 2024
  5. Raymond James Financial Services, Inc.May 2023 to Aug 2023
  6. UnemployedAug 2022 to May 2023
  7. City of Fort Wayne- Traffic OperationsJul 2022 to Aug 2022
  8. Rufus H. Smith ConcreteMay 2022 to Jun 2022
  9. UnemployedJul 2020 to May 2022
  10. Sperry Van Ness (svn)Jun 2020 to Jul 2020
  11. UnemployedJul 2014 to Jun 2020

Exams passed

  • Series 66 · Uniform Combined State Law2026

State registrations

Registered as an investment adviser representative in 1 state (IN).

Raymond James Financial Services Advisors, Inc

$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7739786
Firm CRD
149018
Advisor's SEC record (opens in a new tab)
CallContact this firm