James Dence
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Bank of America, N.A.Oct 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2025 to now
- Fidelity InvestmentsSep 2024 to Aug 2025
- Fedex ExpressFeb 2024 to Jun 2024
- Guardian Life Insurance CompanyAug 2023 to Sep 2024
- Park Avenue SecuritiesAug 2023 to Sep 2024
- Westpac Wealth PartnersMay 2023 to Aug 2023
- Next Financial Inc.Jul 2022 to Apr 2023
- Copper BankingJun 2022 to Apr 2023
- Chip ShotsDec 2021 to May 2022
- Golf Idea LLCDec 2021 to May 2022
- KrogerApr 2020 to May 2020
- Life Time AthleticsNov 2019 to Nov 2021
- Town SportsSep 2018 to Oct 2019
- New York Sports ClubAug 2018 to Nov 2019
- Planet FitnessAug 2018 to Aug 2018
- Fayette Baptist ChurchAug 2013 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NV).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7739761
- Firm CRD
- 7691