Carter J Lake
Investment adviser representative at Morgan Stanley
10 yearsExperience
1 stateRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Morgan StanleyOct 2024 to now
- University of Colorado BoulderSep 2023 to Oct 2024
- Charles SchwabJun 2023 to Sep 2023
- University of Colorado BoulderAug 2022 to Jun 2023
- Centro Mexican KitchenMay 2022 to Aug 2022
- University of Colorado BoulderAug 2021 to May 2022
- Ptarmigan Country ClubMay 2021 to Aug 2021
- University of Colorado BoulderAug 2020 to May 2021
- Ptarmigan Country ClubJun 2020 to Aug 2020
- Fossil Ridge High SchoolAug 2016 to Jun 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7738514
- Firm CRD
- 149777