David Moore
Investment adviser representative at Morgan Stanley
13 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
Are you David Moore? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Morgan Stanley Private Bank, N.ASep 2026 to now
- Morgan StanleyMar 2025 to now
- The Keg SteakhouseOct 2022 to now
- Guardian Life InsuranceAug 2024 to Feb 2025
- Park Avenue SecuritiesAug 2024 to Feb 2025
- Grand Canyon UniversitySep 2020 to Dec 2023
- Red LobsterAug 2019 to Oct 2022
- City of PhoenixMay 2016 to Aug 2019
- North Phoenix Preparatory AcademyAug 2013 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7735994
- Firm CRD
- 149777