Ashley Stockman
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2026 to now
- Wells Fargo Clearing Services, LLCFeb 2025 to Jun 2026
- Charles Schwab & Co., Inc.Jul 2023 to Jan 2025
- Extended TravelApr 2023 to Jul 2023
- Nicolet National BankJan 2023 to Apr 2023
- Extended TravelDec 2022 to Jan 2023
- Affirm Background ScreeningSep 2022 to Dec 2022
- Extreme Learning CentersJul 2022 to Sep 2022
- Extended TravelMay 2022 to Jul 2022
- Choice TitleOct 2020 to May 2022
- Chartwells At Northland CollegeDec 2019 to Oct 2020
- Ashland Baking CompanyNov 2019 to Jan 2020
- Red CliffJul 2019 to Oct 2019
- Mentor Network, theMay 2019 to Jul 2019
- Expanding HorizonsOct 2018 to Jun 2019
- Bluefin BaySep 2016 to Sep 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 2 states (RI, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7735969
- Firm CRD
- 7691