Nicholas Termini
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Bank of America, N.A.Oct 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2024 to now
- Edward JonesOct 2023 to Aug 2024
- Northwestern MutualJun 2023 to Jun 2023
- Stratos Wealth ManagementJun 2022 to Aug 2022
- Wok N FireJan 2022 to May 2022
- Mab Ddb CorpDec 2021 to Jun 2023
- Ozzie'sMay 2021 to Aug 2021
- Northern Illinois UniversityAug 2020 to May 2024
- One Twenty LiveJun 2020 to Sep 2023
- Ozzie's SubsMay 2020 to Aug 2020
- University of Wisconsin-madisonSep 2019 to Aug 2020
- UnemployedSep 2014 to Sep 2019
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7734840
- Firm CRD
- 7691