Nicholas Joseph Romeo
Investment adviser representative at LPL Financial LLC
10 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCAug 2024 to now
- Osaic Wealth, Inc.Sep 2023 to Aug 2024
- Bury Financial GroupMay 2023 to Dec 2023
- Sagepoint Financial, Inc.May 2023 to Sep 2023
- Dick's Sporting GoodsJun 2021 to Apr 2023
- West Monroe PartnersAug 2019 to Jun 2021
- UnemployedJun 2019 to Jul 2019
- Miami University (oh)Jan 2019 to May 2019
- Miami UniversitySep 2018 to Dec 2018
- West Monroe PartnersJun 2018 to Aug 2018
- Miami University (oh)Sep 2017 to May 2018
- JP Morgan ChaseJun 2017 to Aug 2017
- Miami University (oh)Feb 2017 to May 2017
- Medi Rx PharmacyJan 2017 to Feb 2017
- Miami University (oh)Sep 2016 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (OH, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7732988
- Firm CRD
- 6413