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Emmanuel Flores

Investment adviser representative at J.P. Morgan Securities LLC
12 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

12 years in the industry.

  1. J.P. Morgan Securities LLCAug 2024 to now
  2. UnemployedMay 2024 to Jul 2024
  3. Northwestern Mutual Investment Services LLCSep 2023 to Apr 2024
  4. Northwestern Mutual Life Insurance CompanySep 2023 to Apr 2024
  5. Fidelity InvestmentsApr 2023 to Aug 2023
  6. Frost BankOct 2021 to Apr 2023
  7. Starcenter Community Ice Rink PlanoAug 2018 to Oct 2021
  8. UnemployedAug 2014 to Jul 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2023
  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (TX).

J.P. Morgan Securities LLC

$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7732736
Firm CRD
79
Advisor's SEC record (opens in a new tab)
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