Carlos Emanuel Del rio-madero
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Bank of America, N.A.Jun 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2025 to now
- Abm Tax GroupJan 2025 to May 2025
- LPL Enterprise, LLCNov 2024 to May 2025
- The Prudential Insurance Company of AmericaSep 2023 to May 2025
- Pruco Securities LLCSep 2023 to Nov 2024
- Equitable Advisors, LLCMay 2023 to Jul 2023
- Rainmaker Recruiting Group, LLCSep 2021 to Jun 2023
- Ddt Transport, LLCFeb 2021 to Sep 2021
- Father and Son Moving & StorageOct 2020 to Dec 2020
- C&b LiquorsMay 2020 to Dec 2020
- Amazon.com Services, LLCMar 2020 to Aug 2020
- Mcloone's BoathouseJul 2019 to Jul 2020
- El Toro LocoNov 2018 to Feb 2019
- Otg Management Ewr, LLCJun 2018 to Dec 2018
- Uber TechnologiesMay 2017 to Sep 2019
- Bravo Brio Restaurant GroupSep 2014 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7732598
- Firm CRD
- 7691