Shane Fargo
Investment adviser representative at J.P. Morgan Securities LLC
10 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- J.P. Morgan Securities LLCJun 2026 to now
- JPMorgan Chase Bank, N.A.Jun 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith Inc./bank of America Corp.Oct 2024 to Jun 2026
- Equity Services, Inc./national Life Ins. Co.Apr 2024 to Oct 2024
- LPL Financial LLCApr 2023 to Apr 2024
- Pla-fit Franchise LLCSep 2021 to Mar 2022
- Vsecu (new England Fcu Division)/eastrise Federal Credit UnionAug 2021 to Mar 2024
- People's United Bank/m&t BankFeb 2021 to Jul 2021
- UnemployedOct 2019 to Jan 2021
- Sterling Jewelers Inc.Feb 2019 to Sep 2019
- UnemployedOct 2018 to Jan 2019
- Maine Course Hospitality GroupAug 2018 to Sep 2018
- UnemployedMay 2016 to Jul 2018
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (RI, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7732095
- Firm CRD
- 79