Brenden Jeffrey Dauphin
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCMay 2026 to now
- Ameriprise Financial Services, LLCApr 2023 to May 2026
- Kappy's KartsOct 2022 to Nov 2022
- Sullivans FoodsJun 2021 to Apr 2023
- Aim LawncareAug 2020 to Jun 2021
- Sullivans FoodsJun 2019 to Jun 2020
- Heacock and Jones Financial ServicesAug 2018 to Apr 2019
- Enterprise Rent-a-carJun 2017 to Aug 2017
- Student - Clarke UniversityAug 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (IA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7731252
- Firm CRD
- 6413