Omar Alexander Herrera
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCAug 2026 to now
- Oceanair Federal Credit UnionAug 2026 to now
- Omar Alexander HerreraAug 2025 to now
- J.P. Morgan Securities LLCApr 2023 to Jun 2026
- Jpmc Bank Na (southwest)Apr 2023 to Jun 2026
- Bank of AmericaMar 2022 to Apr 2023
- Ventura County Credit UnionAug 2020 to Mar 2022
- In N Out BurgerJan 2017 to Aug 2020
- NaturalizerOct 2016 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7729945
- Firm CRD
- 6413