Lisa J Hunter
Investment adviser representative at Principal Securities, Inc.
20 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Pinnacle Wealth PartnersApr 2025 to now
- Principal Securities, Inc.Apr 2023 to now
- Principal Life Insurance CompanyApr 2023 to now
- Shieldmaiden FinancialFeb 2024 to Oct 2024
- Independent Life Insurance / Annuity AgentAug 2022 to Mar 2023
- Amour VertJan 2022 to Aug 2022
- Sci - Tn Funeral Services LLCAug 2021 to Jan 2022
- UnemployedOct 2020 to Aug 2021
- Leisure Golf, LLCMay 2018 to Oct 2020
- Winegamie Golf CourseApr 2017 to May 2018
- UnemployedJan 2017 to Apr 2017
- Vf OutdoorSep 2006 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 2 states (TN, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7726807
- Firm CRD
- 1137