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Ethan Staples

Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. Cetera Investment Advisers LLCJun 2025 to now
  2. Cetera Wealth Services, LLCMar 2025 to now
  3. Renaissance FinancialFeb 2025 to now
  4. DisysMay 2024 to Mar 2025
  5. Wells Fargo Clearing ServicesMay 2024 to Mar 2025
  6. Charles Schwab & Co., Inc.Jun 2023 to May 2024
  7. Full-time EducationJan 2023 to May 2023
  8. Brew BrothersAug 2022 to Dec 2022
  9. Sunnyside Country ClubJun 2022 to Aug 2022
  10. Peppers Sports BarJan 2022 to Jun 2022
  11. UnemployedAug 2021 to Jan 2022
  12. University of Northern IowaJan 2021 to Aug 2021
  13. Hansen's DairyDec 2019 to Jun 2021
  14. University of Northern IowaAug 2019 to Mar 2020
  15. Full-time EducationAug 2018 to Aug 2019
  16. Irv Warren Gold CourseMar 2018 to Aug 2018
  17. Full-time EducationSep 2017 to Mar 2018
  18. Sunnyside Golf & Country ClubApr 2017 to Sep 2017
  19. Full-time EducationJul 2016 to Apr 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2023
  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (MO).

Cetera Investment Advisers LLC

$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7726439
Firm CRD
105644
Advisor's SEC record (opens in a new tab)
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