Katherine C Wallace
Investment adviser representative at Raymond James & Associates, Inc.
11 yearsExperience
1 stateRegistered in
$501BFirm assets
51 yearsFirm in business
Are you Katherine C Wallace? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Raymond James & Associates, Inc.Apr 2023 to now
- Kate Wallace-independent ContractorOct 2022 to now
- Chattanooga Aerials/inversions Circus ArtsApr 2022 to now
- Not AvailableFeb 2017 to now
- The Joint ChiropracticAug 2022 to Mar 2023
- UnemployedJan 2022 to Aug 2022
- Aerial DragonsNov 2017 to Dec 2021
- Charles Rutenberg RealtyOct 2015 to Dec 2021
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (TN).
Raymond James & Associates, Inc.
$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7726145
- Firm CRD
- 705