Oscar Nieves santana
Investment adviser representative at Stephens
12 yearsExperience
2 statesRegistered in
CFADesignation
$18BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Stephens IncSep 2024 to now
- UnemployedApr 2024 to Aug 2024
- Global Impact AssetsFeb 2023 to Apr 2024
- Afp SiembraFeb 2020 to Feb 2023
- UnemployedJun 2019 to Feb 2020
- Arkansas Development Finance AuthorityAug 2018 to May 2019
- UnemployedMay 2018 to Aug 2018
- Central Bank of the Dominican RepublicJun 2017 to Aug 2017
- University of Central ArkansasAug 2014 to May 2018
Designations
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (AR, TX).
Stephens
Legal name: Stephens Inc.
$18BAssets managed
21,991Clients
242Advisers
46 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7726078
- Firm CRD
- 3496