Chi wai Poon
Investment adviser representative at HSBC Securities (USA) Inc.
22 yearsExperience
7 statesRegistered in
CFADesignation
$3.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
22 years in the industry.
- HSBC Securities (USA) Inc.Jan 2024 to now
- HSBC Bank USA National AssociationJan 2024 to now
- J.P. Morgan Securities LLCApr 2023 to Dec 2023
- JPMorgan Chase Bank, N.A.Apr 2023 to Dec 2023
- Fo Trading & Training LLCJun 2022 to Aug 2023
- UnemployedJul 2021 to May 2022
- Admis Hong Kong LimitedMay 2004 to Jun 2021
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 7 states (CA, MD, MI, NV, PA, TX, WA).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7725867
- Firm CRD
- 19585