Alexander James Fridley
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCJan 2024 to now
- BroadridgeJan 2023 to Jan 2024
- UnemployedMay 2022 to Dec 2022
- Rocket MortgageOct 2020 to May 2022
- Union Home MortgageFeb 2020 to Oct 2020
- Nationstar MortgageJun 2019 to Jan 2020
- UnemployedAug 2017 to Jun 2019
- US BankFeb 2015 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CO).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7725468
- Firm CRD
- 6413