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Joaquin Mardueno Browning

Investment adviser representative at J.P. Morgan Securities LLC
11 yearsExperience
3 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

11 years in the industry.

  1. J.P. Morgan Securities LLCApr 2025 to now
  2. JPMorgan Chase Bank, N.A.Apr 2025 to now
  3. UBS Financial Services Inc.May 2024 to Mar 2025
  4. KalaverasFeb 2024 to May 2024
  5. Nxfi/callfi LLCJan 2024 to Feb 2024
  6. LoanwyseDec 2023 to Jan 2024
  7. UnemployedNov 2023 to Nov 2023
  8. Orion LendingJul 2023 to Oct 2023
  9. Jade On the Water/lbc Rest GroupMar 2021 to Jun 2023
  10. AhipokiJan 2021 to Mar 2021
  11. Ola Mexican KitchenDec 2019 to Dec 2020
  12. The Waterfront Beach Resort, A Hilton HotelAug 2018 to Nov 2019
  13. UnemployedMar 2018 to Jul 2018
  14. Banzai BowlsSep 2017 to Feb 2018
  15. UnemployedApr 2015 to Aug 2017

Exams passed

  • Series 66 · Uniform Combined State Law2024

State registrations

Registered as an investment adviser representative in 3 states (CA, NV, TX).

J.P. Morgan Securities LLC

$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7725267
Firm CRD
79
Advisor's SEC record (opens in a new tab)
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